Abstract
Millimeter Wave (mmWave) communication is considered as one of the important frontiers in the
suite of technologies for next generation wireless communication, as it offers a huge unlicensed spectrum and can accommodate ever-increasing data traffic and user demands. However, these potential
benefits are accompanied by many challenges that include path loss, loss due to blockages, limited
coverage, and absorption and penetration losses. Highly directional beamforming and advanced beamforming techniques are considered as potential ways to overcome these losses. The small wavelength
of mmWaves allows the packing of a large number of antenna elements in small volumes, thus enabling
MIMO implementation and resulting in large beamforming gains from MIMO. Here, we focus on the
design of mmWave communication systems to overcome some of the key challenges encountered while
exploiting the benefits of MIMO. The high cost and power consumption of mixed signal components
at mmWave frequencies make the practical implementation of MIMO beamformers difficult. Hybrid
beamforming, which offers a trade-off between analog and fully-digital beamforming, is a potential
technique to overcome this challenge. In this thesis, low-complexity hybrid beamforming architecture
is adopted in all the proposed mmWave communication system designs in order to achieve practical
feasibility.
In particular, to address the underlying challenges, we propose the design of hybrid transceivers for
MIMO equipped mmWave systems in different communication scenarios: (i) multi-user MIMO downlink communication, (ii) multi-user MIMO interference channel-based communication, and (iii) MIMO
amplify-forward (AF) relay-assisted cooperative communication. For all the considered communication
scenarios, we propose low-complexity hybrid transceiver designs. To obtain these, first, the fully-digital
filters are derived by solving a specifically designed optimization problem, which is then decomposed
into RF/baseband hybrid filters using sparse approximation techniques. The distinguishing factor among
these scenarios is the difference in the optimization problem considered to address related communication challenges. Specifically, the first scenario considers that the base-station (BS) is simultaneously
communicating with multiple user-equipments (UEs) over a MIMO downlink channel. A sum-meansquare-error (SMSE) minimization problem is formulated under a constraint on the total transmit power.
This is a non-convex problem and a closed-form solution is hard to achieve. We propose a joint iterative algorithm for a reliable solution towards this problem. The second scenario, which is a multi-user
MIMO interference channel-based scenario, considers a complex network, wherein several mmWave
transmitters are simultaneously communicating with their intended receivers. The signal from all remaining transmitters is co-channel interference at each intended receiver. Three different designs are
obtained for this scenario. First, an overall SMSE is minimized under total transmit power constraint for
all the transceiver pairs to obtain the low-complexity mmWave system design. Later, its dual problem,
i.e., minimization of transmit power at the transmitting units while achieving the desired quality-ofservice (QoS) criterion (in terms of SMSE), is addressed. The solution to both the SMSE minimization
and its dual problem is derived by an iterative algorithm. At last, the maximization of signal-to-leakageplus-noise-ratio (SLNR) under a constraint on the transmit power is considered. The proposed leakagebased problem results in a set of decoupled sub-problems and hence admits a closed-form solution. This
leads to reduction in computation complexity as compared to the first two iterative solutions obtained for
this scenario. The third scenario considers a MIMO AF relay-assisted communication system design in
which two UEs are communicating with each other via an AF relay. This case addresses the short-range
and non-line-of-sight (NLOS) communication challenges of mmWaves. Again, an SMSE minimization
problem is considered with a constraint on the total relay transmit power. Two design solutions are
obtained based on the operating mode viz., half-duplex (HD) mode and in-band full-duplex (FD) mode,
of all the communicating nodes. First, a transceiver and relay-filter design are proposed considering the
HD AF relay and HD UEs. Further, this design is extended to in-band FD mode where all the nodes
operate in FD mode and utilize the same frequency resources. In in-band FD communication, due to
simultaneous transmission and reception, the problem of loopback-self-interference (LSI) prevails. The
LSI can be mitigated using the existing cancellation techniques. However, these do not provide perfect cancellation and hence some residual LSI still remains. This residual LSI accumulates over time
and hugely affects the overall system performance. In the pro