Abstract

The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodities in India. SEBI creates, and enforces regulations that must be followed by all listed companies. To the best of our knowledge, this is the first work on identifying the regulation (s) that a SEBI-related case violates, which could be of substantial value to companies, lawyers, and other stakeholders in the regulatory process. We create a dataset for this task by automatically extracting violations from publicly available case-files. Using this data, we explore various multi-label text classification methods to determine the potentially multiple regulations violated by (the facts of) a case. Our experiments demonstrate the importance of employing contextual text representations to understand complex financial and legal concepts. We also highlight the challenges that must be addressed to develop a fully functional system in the real-world.

Abstract

Several popular Transformer based language models have been found to be successful for text-driven brain encoding. However, existing literature leverages only pretrained text Transformer models and has not explored the efficacy of task-specific learned Transformer representations. In this work, we explore transfer learning from representations learned for ten popular natural language processing tasks (two syntactic and eight semantic) for predicting brain responses from two diverse datasets: Pereira (subjects reading sentences from paragraphs) and Narratives (subjects listening to the spoken stories). Encoding models based on task features are used to predict activity in different regions across the whole brain. Features from coreference resolution, NER, and shallow syntax parsing explain greater variance for the reading activity. On the other hand, for the listening activity, tasks such as paraphrase generation, summarization, and natural language inference show better encoding performance. Experiments across all 10 task representations provide the following cognitive insights: (i) language left hemisphere has higher predictive brain activity versus language right hemisphere, (ii) posterior medial cortex, temporoparieto-occipital junction, dorsal frontal lobe have higher correlation versus early auditory and auditory association cortex, (iii) syntactic and semantic tasks display a good predictive performance across brain region

Abstract

How the brain captures the meaning of linguistic stimuli across multiple views is still a critical open question in neuroscience. Consider three different views of the concept apartment: (1) picture (WP) presented with the target word label, (2) sentence (S) using the target word, and (3) word cloud (WC) containing the target word along with other semantically related words. Unlike previous efforts, which focus only on single view analysis, in this paper, we study the effectiveness of brain decoding in a zero-shot cross-view learning setup. Further, we propose brain decoding in the novel context of cross-view-translation tasks like image captioning (IC), image tagging (IT), keyword extraction (KE), and sentence formation (SF). Using extensive experiments, we demonstrate that cross-view zero-shot brain decoding is practical leading to ∼0.68 average pairwise accuracy across view pairs. Also, the decoded representations are sufficiently detailed to enable high accuracy for cross-view-translation tasks with following pairwise accuracy: IC (78.0), IT (83.0), KE (83.7) and SF (74.5).

Abstract

Enabling effective brain-computer interfaces requires understanding how the human brain encodes stimuli across modalities such as visual, language (or text), etc. Brain encoding aims at constructing fMRI brain activity given a stimulus. There exists a plethora of neural encoding models which study brain encoding for single mode stimuli: visual (pretrained CNNs) or text (pretrained language models). Few recent papers have also obtained separate visual and text representation models and performed late-fusion using simple heuristics. However, previous work has failed to explore: (a) the effectiveness of image Transformer models for encoding visual stimuli, and (b) co-attentive multi-modal modeling for visual and text reasoning. In this paper, we systematically explore the efficacy of image Transformers (ViT, DEiT, and BEiT) and multi-modal Transformers (VisualBERT, LXMERT, and CLIP) for brain encoding. Extensive experiments on two popular datasets, BOLD5000 and Pereira, provide the following insights. (1) To the best of our knowledge, we are the first to investigate the effectiveness of image and multi-modal Transformers for brain encoding. (2) We find that VisualBERT, a multi-modal Transformer, significantly outperforms previously proposed single-mode CNNs, image Transformers as well as other previously proposed multi-modal models, thereby establishing new state-of-theart. The supremacy of visio-linguistic models raises the question of whether the responses elicited in the visual regions are affected implicitly by linguistic processing even when passively viewing images. Future fMRI tasks can verify this computational insight in an appropriate experimental setting.

Abstract

Sepsis is a leading cause of mortality and its treatment is very expensive. Sepsis treatment is also very challenging because there is no consensus on what interventions work best and different patients respond very differently to the same treatment. Deep Reinforcement Learning methods can be used to come up with optimal policies for treatment strategies mirroring physician actions. In the healthcare scenario, the available data is mostly collected offline with no interaction with the environment, which necessitates the use of offline RL techniques. The Offline RL paradigm suffers from action distribution shifts which in turn negatively affects learning an optimal policy for the treatment. In this work, a Conservative-Q Learning (CQL) algorithm is used to mitigate this shift and its corresponding policy reaches closer to the physicians policy than conventional deep Q Learning. The policy learned could help clinicians in Intensive Care Units to make better decisions while treating septic patients and improve survival rate.

Abstract

Shallow parsing is an essential task for many NLP applications like machine translation, summarization, sentiment analysis, aspect identification and many more. Quality annotated corpora is critical for building accurate shallow parsers. Many Indian languages are resource poor with respect to the availability of corpora in general. So, this paper is an attempt towards creating quality corpora for shallow parsers. The contribution of this paper is two folds: creation pos and chunk annotated corpora for Odia and development of baseline systems for pos tagging and chunking in Odia.

Abstract

Character arcs are important theoretical devices employed in literary studies to understand character journeys, identify tropes across literary genres, and establish similarities between narratives. This work addresses the novel task of computationally generating event-centric, relation-based character arcs from narratives. Providing a quantitative representation for arcs brings tangibility to a theoretical concept and paves the way for subsequent applications. We present MARCUS (Modelling Arcs for Understanding Stories), an NLP pipeline that extracts events, participant characters, implied emotion, and sentiment to model inter-character relations. MARCUS tracks and aggregates these relations across the narrative to generate character arcs as graphical plots. We generate character arcs from two extended fantasy series, Harry Potter and Lord of the Rings. We evaluate our approach before outlining existing challenges, suggesting applications of our pipeline, and discussing future work

Abstract

Cryptocurrencies are poised to revolutionize the modern economy by democratizing commerce. These currencies operate on top of blockchain-based distributed ledgers. Existing permissionless blockchain-based protocols offer unparalleled benefits like decentralization, anonymity, and transparency. However, these protocols suffer in performance which hinders their widespread adoption. In particular, high time-to-finality and low transaction rates keep them from replacing centralized payment systems such as the Visa network. Permissioned blockchain protocols offer attractive performance guarantees, but they are not considered suitable for deploying decentralized cryptocurrencies due to their centralized nature. Researchers have developed several multi-layered blockchain protocols that combine both permissioned and permissionless blockchain protocols to achieve high performance along with decentralization. The key idea with existing layered blockchain protocols in literature is to divide blockchain operations into two layers and use different types of blockchain protocols to manage each layer. However, many such works come with the assumptions of honest majority which may not accurately reflect the real world where the participants may be self-interested or rational. These assumptions may render the protocols susceptible to security threats in the real world, as highlighted by the literature focused on exploring game-theoretic attacks on these protocols. We generalize the “layered” approach taken by existing protocols in the literature and present a framework to analyze the system in the BAR Model and provide a generalized game-theoretic analysis of such protocols. Using our analysis, we identify the critical system parameters required for a distributed ledger’s secure operation in a more realistic setting.

Abstract

Finding or tracking the location of an object accurately is a crucial problem in defense applications, robotics and computer vision. Radars fall into the spectrum of high-end defense sensors or systems upon which the security and surveillance of the entire world depends. There has been a lot of focus on the topic of Multi Sensor Tracking in recent years, with radars as the sensors. The Indian Air Force uses a Multi Sensor Tracking (MST) system to detect flights pan India, developed and supported by BEL(Bharat Electronics Limited), a defense agency we are working with. In this paper, we describe our Machine Learning approach, which is built on top of the existing system, the Air force uses. For purposes of this work, we trained our models on about 13 million anonymized real Multi Sensor tracking data points provided by radars performing tracking activity across the Indian air space. The approach has shown an increase in the accuracy of tracking by 5 percent from 91 to 96. The model and the corresponding code were transitioned to BEL, which has been tested in their simulation environment with a plan to take forward for ground testing. Our approach comprises of 3 steps: (a) We train a Neural Network model and a CatBoost model and ensemble them using a Logistic Regression model to predict one type of error, namely Splitting error, which can help to improve the accuracy of tracking. (b) We again train a Neural Network model and a CatBoost model and ensemble them using a different Logistic Regression model to predict the second type of error, namely Merging error, which can further improve the accuracy of tracking. (c) We use cosine similarity to find nearest neighbour and correct the data points, predicted to have Splitting/Merging errors, by predicting the original global track of these data points.

Abstract

The data distribution in popular crowd counting datasets is typically heavy tailed and discontinuous. This skew affects all stages within the pipelines of deep crowd counting approaches. Specifically, the approaches exhibit unacceptably large standard deviation wrt statistical measures (MSE, MAE). To address such concerns in a holistic manner, we make two fundamental contributions. Firstly, we modify the training pipeline to accommodate the knowledge of dataset skew. To enable principled and balanced minibatch sampling, we propose a novel smoothed Bayesian binning approach. More specifically, we propose a novel cost function which can be readily incorporated into existing crowd counting deep networks to encourage binaware optimization. As the second contribution, we introduce additional performance measures which are more inclusive and throw light on various comparative performance aspects of the deep networks. We also show that our binning-based modifications retain their superiority wrt the newly proposed performance measures. Overall, our contributions enable a practically useful and detail-oriented characterization of performance for crowd counting approaches.